Serial Number:
85974364
Mark:
RIA-ONLY DOESN'T MEAN RIA ALONE
Status:
Cancelled-Section 8
Status Date:
01-28-2022
Filing Date:
Registration Number:
4777765
Registration Date:
07-21-2015
Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing investment market research support and analysis for independent investment advisors Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations
Mark Description:
N/A
Class:
Legal services
Type of Mark:
Servicemark
Published for Opposition Date:
09-16-2014
Mark Drawing Status:
Standart Character Mark
Abandon Date:
N/A
Business Name:
LAW OFFICE OF LOUIS J. FRANCO
Correspondent Name:
